Guernsey-Crown Dependency of the United Kingdom [electronic resource] : Assessment of the Supervision and Regulation of the Financial Sector Volume II—Detailed Assessment of Observance of Standards and Codes.

International Monetary Fund
Washington, D.C. : International Monetary Fund, 2003.
IMF eLibrary
IMF Staff Country Reports; Country Report No. 03/365.
IMF Staff Country Reports; Country Report No. 03/365
Government document
1 online resource (194 p.)
Local subjects:
Account number.
Account opening.
Accounting firms.
Accounting standards.
Adequate powers.
Adequate regulation.
Adequate safeguards.
Adequate screening procedures.
Administrative sanctions.
Alternative remittance.
Alternative remittance systems.
Anonymous accounts.
Anti money laundering.
Assessing compliance.
Assessment process.
Asset forfeiture fund.
Audit function.
Auditing practices.
Average risk.
Banking relationships.
Banking supervision.
Banking supervisors.
Beneficial owners.
Border transactions.
Business relations.
Business relationships.
Cash transactions.
Civil forfeiture.
Client money.
Collective investment scheme.
Collective investment schemes.
Combat money laundering.
Combating money.
Combating money laundering.
Common law jurisdictions.
Competent authorities.
Complete originator information.
Compliance departments.
Compliance function.
Compliance officer.
Compliance program.
Confidentiality requirements.
Confiscated assets.
Confiscation of property.
Counter terrorist financing.
Criminal activities.
Criminal activity.
Criminal elements.
Criminal investigation.
Criminal investigations.
Criminal justice.
Criminal justice measures.
Criminal law.
Criminal law enforcement.
Criminal matters.
Criminal proceeds.
Criminal sanctions.
Currency transactions.
Customer files.
Customer identification.
Customer identification policies.
Customer identification procedures.
Customer identification requirements.
Customer identity.
Customer transactions.
Disciplinary proceedings.
Domestic law.
Domestic law enforcement agencies.
Domestic legislation.
Drug trafficking.
Dual criminality.
Due consideration.
Due diligence.
Due diligence procedures.
Due regard.
Enforcement authorities.
Enforcement powers.
Evidence gathering.
Exchange information.
Fair trial.
Fictitious names.
Financial crime.
Financial fraud.
Financial investigation.
Financial investigations.
Financial investigators.
Financial records.
Financial sector.
Financial sector regulation.
Financial sector supervision.
Financial soundness.
Financial supervision.
Foreign authorities.
Foreign banks.
Foreign branches.
Foreign counterparts.
Foreign jurisdiction.
Foreign jurisdictions.
Foreign regulators.
Funds transfers.
Good faith.
Identification procedures.
Identity cards.
Information exchange.
Insider trading.
Insurance business.
Insurance intermediaries.
Insurance law.
Insurance policies.
Insurance representatives.
Insurance supervisors.
Integrity standards.
Internal audit.
Internal control procedures.
Internal controls.
Internal organization.
Internal policies.
Internal procedures.
Internal review.
Internal rules.
International accounting standards.
International cooperation.
International law.
International standards.
Investigative measures.
Investigative techniques.
Iosco principles.
Judicial review.
Know your customer.
Large currency transactions.
Laundered property.
Laundering legislation.
Law enforcement.
Law enforcement agencies.
Law enforcement authorities.
Law enforcement bodies.
Law enforcement personnel.
Lawful process.
Lawful purpose.
Legal assistance.
Legal entities.
Legal entity.
Legal obligations.
Letters of credit.
Licensing authority.
Licensing process.
Licensing requirements.
Life insurance.
Life insurance policies.
Liquid securities.
Market intermediaries.
Market intermediary.
Market manipulation.
Market participants.
Meaningful originator information.
Money laundering.
Money laundering investigations.
Money laundering issues.
Money laundering requirements.
Money management.
Money market instruments.
Money orders.
Mutual evaluation.
Negotiable instruments.
Noncooperative countries.
Organized crime.
Payment chain.
Power to make regulations.
Powers of inspection.
Professional firms.
Professional secrecy.
Prudential purposes.
Prudential regulation.
Prudential supervision.
Record keeping standards.
Regulatory authorities.
Regulatory authority.
Regulatory bodies.
Regulatory environment.
Regulatory frameworks.
Regulatory law.
Regulatory requirements.
Reinsurance companies.
Reporting forms.
Reporting obligations.
Reporting requirements.
Reporting suspicions.
Reports on the Observance of Standards and Codes.
Reputational risk.
Risk customers.
Risk management.
Risk management practices.
Risk management systems.
Risk profile.
Search warrants.
Secrecy laws.
Secure techniques.
Securities issues.
Securities regulation.
Securities sectors.
Securities transactions.
Settlement facilities.
Settlement systems.
Share capital.
Share information.
Shared property.
Shell banks.
Shell companies.
Shell corporations.
Site assessments.
Supervisory approach.
Supervisory authorities.
Supervisory authorities information.
Supervisory authority.
Supervisory boards.
Supervisory process.
Supervisory regime.
Suspicious activity.
Suspicious patterns.
Suspicious transaction.
Suspicious transaction report.
Suspicious transaction reporting.
Suspicious transaction reports.
Suspicious transactions.
Suspicious transactions reporting.
Technical resources.
Terrorism financing.
Terrorist assets.
Terrorist finance.
Terrorist financing.
Terrorist organizations.
Tracing property.
Transaction records.
Transaction reporting.
Transaction reporting requirements.
Transaction reports.
Transferable securities.
Trust funds.
Trust service providers.
Undercover operations.
Unusual transactions.
Value transfer system.
Vigilance policy.
Wire transfer.
United Kingdom.
The completion of the detailed assessment serves several purposes. First, it benchmarks the current state of banking supervision, recognizing that there have been extensive changes in the last years. Second, it suggests a number of further improvements or changes. Thus, this report provides a key input for the development of an action plan to move toward full compliance with the Core Principles. The assessment of the effectiveness of banking supervision was based on a review of the legal framework.
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